{"id":161287,"date":"2019-09-10T20:20:07","date_gmt":"2019-09-10T12:20:07","guid":{"rendered":"https:\/\/news.rthk.hk\/rthk\/ch\/component\/k2\/1479870-20190910.htm"},"modified":"2019-09-10T20:20:07","modified_gmt":"2019-09-10T12:20:07","slug":"%e6%bb%99%e8%b1%90%e5%9b%a0%e9%81%95%e5%8f%8d%e9%9b%bb%e8%a9%b1%e9%8c%84%e9%9f%b3%e8%a6%8f%e5%ae%9a%e8%a2%ab%e8%ad%89%e7%9b%a3%e6%9c%83%e8%ad%b4%e8%b2%ac%e5%8f%8a%e7%bd%b0%e6%ac%be210%e8%90%ac","status":"publish","type":"post","link":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/2019\/09\/10\/%e6%bb%99%e8%b1%90%e5%9b%a0%e9%81%95%e5%8f%8d%e9%9b%bb%e8%a9%b1%e9%8c%84%e9%9f%b3%e8%a6%8f%e5%ae%9a%e8%a2%ab%e8%ad%89%e7%9b%a3%e6%9c%83%e8%ad%b4%e8%b2%ac%e5%8f%8a%e7%bd%b0%e6%ac%be210%e8%90%ac\/","title":{"rendered":"\u6ed9\u8c50\u56e0\u9055\u53cd\u96fb\u8a71\u9304\u97f3\u898f\u5b9a\u88ab\u8b49\u76e3\u6703\u8b74\u8cac\u53ca\u7f70\u6b3e210\u842c\u5143"},"content":{"rendered":"

\u8b49\u76e3\u6703\u516c\u5e03\uff0c\u6ed9\u8c50\u9280\u884c\u56e0\u6c92\u6709\u9075\u5b88\u300a\u64cd\u5b88\u6e96\u5247\u300b\u4e0b\u7684\u96fb\u8a71\u9304\u97f3\u898f\u5b9a\uff0c\u906d\u8b49\u76e3\u6703\u8b74\u8cac\u53ca\u7f70\u6b3e210\u842c\u5143\u3002<\/p>\n

\u8b49\u76e3\u6703\u6307\uff0c\u6ed9\u8c50\u57282017\u5e744\u67088\u65e5\u81f32018\u5e741\u670831\u65e5\u671f\u9593\u6c92\u6709\u8a2d\u7f6e\u6216\u555f\u52d5\u5176\u79c1\u4eba\u9280\u884c\u90e8\u67d0\u4e9b\u96fb\u8a71\u7dda\u7684\u9304\u97f3\u529f\u80fd\uff0c\u5c0e\u81f4\u900f\u904e\u517659\u689d\u53d7\u5f71\u97ff\u96fb\u8a71\u7dda\u63a5\u6536\u76845830\u9805\u5ba2\u6236\u4ea4\u6613\u6307\u793a\u672a\u88ab\u9304\u97f3\u3002\u8b49\u76e3\u6703\u8a8d\u70ba\uff0c\u6ed9\u8c50\u6c92\u6709\u8a2d\u7acb\u6709\u6548\u7684\u5167\u90e8\u76e3\u63a7\u7a0b\u5e8f\uff0c\u4ee5\u78ba\u4fdd\u96fb\u8a71\u9304\u97f3\u529f\u80fd\u904b\u4f5c\u59a5\u5584\u548c\u53ca\u6642\u767c\u73fe\u96fb\u8a71\u9304\u97f3\u529f\u80fd\u51fa\u73fe\u7684\u4efb\u4f55\u4e8b\u6545\u3002<\/p>\n

\u8b49\u76e3\u6703\u53c8\u6307\uff0c\u5728\u6c7a\u5b9a\u7d00\u5f8b\u8655\u5206\u6642\uff0c\u5df2\u8003\u616e\u5230\u6ed9\u8c50\u81ea\u884c\u5411\u8b49\u76e3\u6703\u53ca\u91d1\u7ba1\u5c40\u532f\u5831\u4e8b\u6545\uff1b\u5728\u767c\u73fe\u4e8b\u6545\u5f8c\u5df2\u63a1\u53d6\u88dc\u6551\u884c\u52d5\uff1b\u8207\u8b49\u76e3\u6703\u5408\u4f5c\u89e3\u6c7a\u5176\u63d0\u51fa\u7684\u95dc\u6ce8\u4e8b\u9805\uff1b\u4ee5\u53ca\u540c\u610f\u59d4\u8058\u7368\u7acb\u7684\u6a5f\u69cb\uff0c\u5c31\u79c1\u4eba\u9280\u884c\u90e8\u6240\u4f7f\u7528\u7684\u9304\u97f3\u7cfb\u7d71\u5728\u65e5\u5e38\u64cd\u4f5c\u548c\u529f\u80fd\u65b9\u9762\u63a1\u53d6\u7684\u88dc\u6551\u884c\u52d5\u6aa2\u8a0e\u5176\u6210\u6548\uff0c\u4e26\u5411\u8b49\u76e3\u6703\u53ca\u91d1\u7ba1\u5c40\u63d0\u4ea4\u6aa2\u8a0e\u5831\u544a\u548c\u78ba\u4fdd\u5176\u9075\u5f9e\u76e3\u7ba1\u898f\u5b9a\u3002<\/p>\n","protected":false},"excerpt":{"rendered":"

證監會公布，滙豐銀行因沒有遵守《操守準則》下的電話錄音規定，遭證監會譴責及罰款210萬元。<\/p>\n

證監會指，滙豐在2017年4月8日至2018年1月31日期間沒有設置或啟動其私人銀行部某些電話線的錄音功能，導致透過其59條受影響電話線接收的5830項客戶交易指示未被錄音。證監會認為，滙豐沒有設立有效的內部監控程序，以確保電話錄音功能運作妥善和及時發現電話錄音功能出現的任何事故。<\/p>\n

證監會又指，在決定紀律處分時，已考慮到滙豐自行向證監會及金管局匯報事故；在發現事故後已採取補救行動；與證監會合作解決其提出的關注事項；以及同意委聘獨立的機構，就私人銀行部所使用的錄音系統在日常操作和功能方面採取的補救行動檢討其成效，並向證監會及金管局提交檢討報告和確保其遵從監管規定。 \u95b1\u8b80\u5168\u6587 →<\/span><\/a><\/p>\n","protected":false},"author":300,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"slim_seo":[],"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":false,"jetpack_social_options":{"image_generator_settings":{"template":"highway","enabled":false}}},"categories":[2,7],"tags":[2019,398,402,397,414,413,410,409,407,408,406,399,2024,400,394,10,401,396,787,786,784,782,783,764,785,403,412,411,395,405,404,2027,2022,2023,2028,670,671,778,779,780,781,2026,2025,2018,2021,2020,2017,319],"jetpack_publicize_connections":[],"aioseo_notices":[],"jetpack_featured_media_url":"","jetpack_shortlink":"https:\/\/wp.me\/p7prtj-FXp","jetpack-related-posts":[],"jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/posts\/161287"}],"collection":[{"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/users\/300"}],"replies":[{"embeddable":true,"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/comments?post=161287"}],"version-history":[{"count":0,"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/posts\/161287\/revisions"}],"wp:attachment":[{"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/media?parent=161287"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/categories?post=161287"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/itteacheritfreelance.hk\/test\/wordpress\/wp-json\/wp\/v2\/tags?post=161287"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}